NS Capital's Research Center

Successful investing depends on access to quality information, particularly when you most need it. NS Capital's Investment Committee has created a research network that stands apart in the investment advisory business. In this section, access our unique research, investing guides and transparency tools.

Sep 21, 2021

Miller Value Partners - Dan Lysik

Jun 21, 2021

Woodlock House - Chris Mayer

Apr 23, 2021

Heller House - Marcelo Lima

Meet The Manager - Video Series

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3 Principles of Success
Learn about the profession vs. the business

Transparency Analysis
See how transparency protects your financial interest

Guides

Your Relationship to Risk
Online behavioral risk profiler

Retirement Income Worksheet
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Eric Hahn

Nov 21, 2017

Wells Fargo sued, again, for using in-house funds in 401(k) plan

Just as Wells Fargo & Co. escaped from the jaws of one 401(k) lawsuit over in-house funds, it's now ensnared in another. In a rare move,...

Eric Hahn

Nov 8, 2017

J.P. Morgan settles lawsuit on alleged fiduciary breach in stable value funds

An ERISA class-action lawsuit against J.P. Morgan Chase alleging a breach of fiduciary duty in its stable value fund by a class of...

Eric Hahn

Aug 17, 2017

Tibble vs. Edison Plaintiffs Win the Latest Decision in District Court

https://www.plansponsor.com/tibble-vs-edison-plaintiffs-win-the-latest-decision-in-district-court/ The latest ruling in Tibble vs. Edison...

Eric Hahn

Jul 5, 2017

Revenue Sharing Spurring 401k Lawsuits with More to Come

With the focus on 401k and 403b lawsuits, it may be time for employers sponsoring a corporate retirement plan to get out of the line of...

Eric Hahn

Jun 12, 2017

Merrill Lynch to settle 401(k) lawsuit for $25 million

Merrill Lynch has agreed to a $25 million settlement in a 401(k) lawsuit alleging the firm breached its fiduciary duties when it failed...

Eric Hahn

Oct 5, 2016

Lawsuit Dropped After Contractor Pays 401(k) Plan Contributions

The U.S. Department of Labor (DOL) has filed a proposed order of dismissal of a lawsuit in which it alleged a government contractor...

Eric Hahn

Sep 29, 2016

UBS Hit with $15M Fine Over Complex Products Sales

The SEC has doled out $15 million in penalties to UBS for failing to supervise its staff in selling complex products to inexperienced...

Eric Hahn

Sep 29, 2016

MassMutual settles 401(k) suit with its employees for $31 million

Massachusetts Mutual Life Insurance Co. has agreed to a nearly $31 million settlement in an excessive-fee lawsuit involving the firm's...

Eric Hahn

Aug 23, 2016

Edward Jones faces proposed class action lawsuit over excessive 401(k) fees

Edward Jones is being sued by a participant in the company's 401(k) plan for allegedly causing employees to pay high fees for investment...

Eric Hahn

Aug 12, 2016

Duke, Johns Hopkins, UPenn and Vanderbilt latest schools under fire for excessive 403(b) fees

It's been two days since Yale, MIT and NYU were sued for excessive fees in their retirement plans, and lawyers have already added four...

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NS Capital's Research Center

Meet The Manager - Video Series

Watch

3 Principles of Success
Learn about the profession vs. the business

Transparency Analysis
See how transparency protects your financial interest

Guides

Your Relationship to Risk
Online behavioral risk profiler

Retirement Income Worksheet
Click to download

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866-676-6002

Subscribe for updates:

NS Capital's Research Center

Meet The Manager - Video Series

Watch

3 Principles of Success Learn about the profession vs. the business

Transparency Analysis See how transparency protects your financial interest

Guides

Your Relationship to Risk Online behavioral risk profiler

Retirement Income Worksheet Click to download

3 Principles of Success
Learn about the profession vs. the business

Transparency Analysis
See how transparency protects your financial interest

Your Relationship to Risk
Online behavioral risk profiler

Retirement Income Worksheet
Click to download