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401(k)
PLAN ESSENTIALS

1

We can act as an ERISA 3(21) investment consultant or 3(38) investment manager to the plan and investments. As the complexity of fiduciary responsibility grows, reliance on an advisor as a co-fiduciary is an increasingly desirable objective. 

1

PARTNER WITH AN ERISA FIDUCIARY

2

OPTIMIZE PLAN DESIGN

We identify company factors that determine suitability of different 401(k) plan approaches to create the best plan structure – one that is both affordable and enables employees to maximize retirement savings. 

3

ARRAY OF LOW-COST FUNDS AND MODELS

We offer participants access to a diversified portfolio of low-cost, prudently selected mutual funds, ETFs, model portfolios and target-date funds. Participants may also have the flexibility to add other investments by adding a Self-Directed Brokerage Option. 

4

KEEP COSTS STRAIGHTFORWARD

We are committed to providing truly superior plan services at a low all-in cost. Our fully transparent and conflict-free fee structure is highly compatible with the new ERISA fee disclosure regulations.

5

MANAGE AND MONITOR

We manage vendor relationships and monitor all plan related fees and services to make certain they are reasonable under ERISA and marketplace competitive – making sure there is no better offering out there.

FREE BENCHMARK

Contact us for a free comprehensive review of current plan design, fees, investments, and services; designed to aid in fiduciary decision making.

DOWNLOAD OUR BROCHURE

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IMPORTANT DISCLOSURE INFORMATION   
 

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Check the background of this firm on FINRA’s BrokerCheck.

 

NS Capital LLC is a Registered Investment Adviser. NS Capital and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers by those states in which NS Capital maintains clients. NS Capital may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. NS Capital’s web site is limited to the dissemination of general information pertaining to its advisory services, and through the NS Blog access to additional investment-related information, publications, and links.  Accordingly,  NS Capital’s web site on the Internet should not be construed by any consumer and/or prospective client as NS Capital’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by NS Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of NS Capital, please contact the SEC or the state securities regulators for those states in which NS Capital maintains a notice filing.  A copy of NS Capital current written disclosure statement discussing NS Capital’s business operations, services, and fees is available from NS Capital upon written request. NS Capital does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to NS Capital’s web site or incorporated herein, and takes no responsibility such content.  All such information is provided solely for convenience purposes only and all users should be guided accordingly.

 

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by NS Capital), will be profitable or equal any historical performance level(s).

 

Certain portions of NS Capital’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, NS Capital (and those of other investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from NS Capital, or from any other investment professional. NS Capital is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. 

 

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if NS Capital is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of NS Capital by any of its clients.  Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Each client and prospective client agrees, as a condition precedent to his/her/its access to NS Capital web site, to release and hold harmless , NS Capital’s officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from NS Capital.